Dave Filov

Dave assists in equity capital markets, mergers & acquisitions, IPOs, backdoor listings, recapitalisations, and corporate governance.

Dave specialises in ASIC and ASX compliance issues and the JORC Code 2012 and regularly assists mining and resources clients in preparing compliant ASX announcements including PFS and scoping study announcements, reserve and resource estimates and general exploration results.

Dave has been recognised as a Recommended Corporate Lawyer – Western Australia by Doyle’s Guide 2019, 2018 and 2017.


Dave’s experience includes advising:

  • New Century Resources Ltd, Murray Cod Australia Ltd and First Au Ltd on their back door listings;
  • Hawkstone Mining Ltd on its recapitalisation via deed of company arrangement, acquisition of USA Lithium and capital raisings;
  • Podium Minerals Ltd and QEM Ltd on their IPOs and ASX listings;
  • Indiana Resources Ltd (formerly IMX Resources Ltd) on its demerger and subsequent successful IPO and ASX listing of Graphex Mining Ltd; and
  • Various ASX listed entities on their secondary capital raisings via placements, pro-rata issues and share purchase plans including Aurora Minerals Ltd, Australian Vanadium Ltd, Big River Gold Ltd, Eagle Mountain Mining Ltd, Jindalee Resources Ltd, New Century Resources Ltd, Superior Lake Resources Ltd and Triangle Energy (Global) Ltd.

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